AML Policy

Commitment

CrestPoint Capital operates a risk-based anti-money-laundering (AML) and counter-terrorist-financing (CTF) programme. We do not knowingly accept business from, or transact with, persons seeking to launder the proceeds of crime or finance terrorism.

Controls

• Customer due diligence on every account before funding is permitted, with enhanced due diligence for higher-risk clients.
• Screening of clients against sanctions, politically exposed person and adverse media lists.
• Restriction of deposits and withdrawals to accounts and instruments held in the client's own name.
• Ongoing monitoring of transaction patterns for unusual size, frequency, source or destination.
• Escalation of suspicious activity to the compliance function, with reports filed to the relevant authorities where required.

Prohibited activity

Third-party funding, anonymous funding, structuring of transactions to avoid thresholds, and use of the account for anything other than genuine investment or trading activity are prohibited and will result in restriction or closure.

Record keeping and training

Verification records, transaction records and internal reports are retained for the period required by applicable law. Administrative actions are written to an immutable audit log. Staff with client-facing or compliance responsibilities complete AML training and role-based access is reviewed periodically.

Contact

Compliance enquiries can be sent to compliance@crestpointcapital.net.